Markets in Financial Instruments Directive

Results: 2330



#Item
261European Union / Financial regulation / Markets in Financial Instruments Directive / Business / Financial adviser / Television licence / Independence Wealth Management / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Finance

Consultation Paper Proposed fee amendments for financial services providers Date of Paper :

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Source URL: www.fsc.gi

Language: English - Date: 2014-03-06 09:48:28
262Law / Markets in Financial Instruments Directive / Financial statement / International Financial Reporting Standards / European Company Regulation / Single Euro Payments Area / Politics of Gibraltar / Money laundering / Committee of European Banking Supervisors / Financial regulation / Business / Finance

Financial Services Commission Gibraltar Annual Report 2005 Table of Contents

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Source URL: www.fsc.gi

Language: English - Date: 2013-08-15 08:58:20
263Financial regulation / Financial markets / European Union / Markets in Financial Instruments Directive / Financial adviser / Advice / Collective investment scheme / Online shopping / Financial economics / Investment / Finance

Policy briefing January 2015 FCA Finalised Guidance to Clarify Financial Advice Boundaries Following a guidance consultation last summer, the Financial Conduct Authority last week issued its finalised

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Source URL: www.cii.co.uk

Language: English - Date: 2015-01-30 11:11:04
264Stock market / Financial regulation / Financial system / European Union / Markets in Financial Instruments Directive / Best execution / Multilateral Trading Facility / Order / Market maker / Financial markets / Financial economics / Finance

Arjent Limited Order Execution Policy Our policy for order execution is detailed below and will be reviewed regularly and any material changes will be notified to our clients via our website. This execution policy shoul

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Source URL: www.arjent.co.uk

Language: English - Date: 2014-09-26 08:20:54
265Investment / Financial services / Actuarial science / European Union / Markets in Financial Instruments Directive / Risk / Liquidity risk / Bank / Market liquidity / Financial economics / Finance / Financial markets

B ANK I NG S T AK E H OLDE R G RO U P DISCUSSION PAPER JC/DP[removed]ON “KEY INFORMATION DOCUMENTS FOR PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)”

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Source URL: www.eba.europa.eu

Language: English - Date: 2015-03-23 08:03:47
266Economics / Finance / European Union / Financial regulation / Markets in Financial Instruments Directive / Insider trading / Financial Services Authority / Financial Services Action Plan / Financial system / Financial markets / European Union directives

EU Commission Conference on the Market Abuse Directive (MAD) Brussels, 12 November 2008 Summary of discussion This is an informal summary and does not represent the views of the European Commission. Not all comments/ques

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 10:55:44
267Private law / Conflict of interest / Political corruption / Corporate governance / Markets in Financial Instruments Directive / Law of agency / Employment / Afghanistan Public Policy Research Organization / Law / Business / Legal ethics

Conflicts of Interest Policy – Arjent Limited 1. INTRODUCTION This policy has been formed to outline Arjent Limited’s active efforts in the acknowledgment of conflicts of interest, noting a strict adherence to th

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Source URL: www.arjent.co.uk

Language: English - Date: 2014-09-26 08:20:56
268United Kingdom company law / European Company Regulation / Regulation / Corporate governance / Markets in Financial Instruments Directive / Paul L. Davies / Corporations law / Law / Private law

Singapore Journal of International & Comparative Law 516 Singapore

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Source URL: law.nus.edu.sg

Language: English - Date: 2010-01-13 02:58:59
269Butler / Employment / Financial regulation / European Union / Markets in Financial Instruments Directive

Microsoft Word - Conflicts of Interest 2013.doc

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Source URL: www.guybutler.co.uk

Language: English - Date: 2014-03-20 12:56:33
270Financial system / Finance / European Union / Markets in Financial Instruments Directive / Best execution / London Stock Exchange / Butler / Market maker / Financial markets / Financial regulation / Financial economics

Microsoft Word - Execution policy 2013.doc

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Source URL: www.guybutler.co.uk

Language: English - Date: 2014-03-20 12:56:48
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